反流用声明反流用聲明Anti-Diversion Statement

誠泰悅港國際（香港）有限公司（“CTYG”）供应民用级工业起爆系统与爆破器材，仅用于合法的民用工业用途。本《反流用声明》阐述我们为确保经 CTYG 供应的产品仅到达授权终端用户、仅用于合法民用用途而设立的政策与程序。誠泰悅港國際（香港）有限公司（「CTYG」）供應民用級工業起爆系統與爆破器材，僅用於合法的民用工業用途。本《反流用聲明》闡述我們爲確保經 CTYG 供應的產品僅到達授權終端用戶、僅用於合法民用用途而設立的政策與程序。Cheng Tai Yue Gang International (Hong Kong) Limited (“CTYG”) supplies civil-grade industrial initiation systems and blasting accessories exclusively for legitimate civil industrial applications. This Anti-Diversion Statement sets out our policies and procedures designed to ensure that products supplied through CTYG reach only authorized end users for legitimate civil applications.

本政策适用于经 CTYG 开展的所有商业业务，无论客户所在地、交易规模或既往商业关系如何。本政策適用於經 CTYG 開展的所有商業業務，無論客戶所在地、交易規模或既往商業關係如何。This policy applies to all commercial engagements conducted through CTYG, regardless of customer location, transaction size, or commercial relationship history.

1. 允许的终端用途1. 允許的終端用途1. Permitted end uses

CTYG 供应民用爆破产品，仅限用于以下民用工业用途：CTYG 供應民用爆破產品，僅限用於以下民用工業用途：CTYG supplies civil explosives products only for the following civil industrial applications:

• 露天开采（露天金属与煤炭开采、采石、骨料生产）露天開採（露天金屬與煤炭開採、採石、骨料生產）Surface mining (open-pit metal and coal mining, quarrying, aggregate production)
• 地下开采（硬岩金属矿开采、井工煤矿开采）地下開採（硬巖金屬礦開採、井工煤礦開採）Underground mining (hard rock metal mining, underground coal mining)
• 民用工程建设（公路、铁路及水电隧道掘进；重大基础设施土方工程；民用建筑物拆除）民用工程建設（公路、鐵路及水電隧道掘進；重大基礎設施土方工程；民用建築物拆除）Civil construction (tunneling for highway, rail, and hydropower; major infrastructure earthworks; demolition of civil structures)
• 其他与上述用途一致的合法民用工业爆破用途其他與上述用途一致的合法民用工業爆破用途Other legitimate civil industrial blasting applications consistent with the above

2. 禁止的终端用途2. 禁止的終端用途2. Prohibited end uses

CTYG 不供应，也不会在知情情况下协助供应民用爆破产品用于以下任何用途：CTYG 不供應，也不會在知情情況下協助供應民用爆破產品用於以下任何用途：CTYG does not supply, and will not knowingly facilitate the supply of, civil explosives products for any of the following:

• 任何形式的军事、国防或武器用途任何形式的軍事、國防或武器用途Military, defense, or weapons applications of any kind
• 军火弹药制造軍火彈藥製造Munitions manufacturing
• 简易爆炸装置簡易爆炸裝置Improvised explosive devices
• 个人使用，包括任何在正规工业企业之外以任何身份从事活动的个人個人使用，包括任何在正規工業企業之外以任何身份從事活動的個人Personal use, including by individuals operating in any capacity outside a recognized industrial enterprise
• 向未经授权方转售向未經授權方轉售Resale to unauthorized parties
• 任何违反供应地、过境地或终端使用地适用法律的用途任何違反供應地、過境地或終端使用地適用法律的用途Any application that violates applicable law in the jurisdiction of supply, transit, or end use
• 任何由受国际制裁或出口管制限制方进行的用途任何由受國際制裁或出口管制限制方進行的用途Any application by parties subject to international sanctions or export control restrictions

3. 终端用户核查流程3. 終端用戶核查流程3. End-user verification process

在就任何供应作出商业承诺之前，CTYG 会进行终端用户核查，包括以下内容：在就任何供應作出商業承諾之前，CTYG 會進行終端用戶核查，包括以下內容：Prior to commercial commitment for any supply, CTYG conducts end-user verification including the following:

身份核查身份核查Identity verification

• 确认客户的合法身份、注册登记及实际经营存续状况確認客戶的合法身份、註冊登記及實際經營存續狀況Confirmation of the customer’s legal identity, registration, and operational existence
• 核实客户所属行业及经营概况核實客戶所屬行業及經營概況Verification of the customer’s industry and operational profile
• 将客户身份与国际制裁名单、出口管制名单及其他受限方名单进行交叉比对將客戶身份與國際制裁名單、出口管制名單及其他受限方名單進行交叉比對Cross-reference of customer identity against international sanctions lists, export control lists, and other restricted party lists

授权核查授權核查Authorization verification

• 确认客户在拟使用地持有有效的爆破作业授权（许可证、批文或同等文件）確認客戶在擬使用地持有有效的爆破作業授權（許可證、批文或同等文件）Confirmation that the customer holds valid blasting authorization (license, permit, or equivalent) in the jurisdiction of intended use
• 核实该授权的有效期限及适用范围核實該授權的有效期限及適用範圍Verification of the validity period and scope of such authorization
• 确认拟定用途落入客户授权的适用范围之内確認擬定用途落入客戶授權的適用範圍之內Confirmation that the proposed application falls within the scope of the customer’s authorization

用途核查用途核查Use verification

• 确认产品将被使用的具体作业场所確認產品將被使用的具體作業場所Confirmation of the specific operational facility where products will be used
• 确认拟定用途（采矿作业、工程项目等）確認擬定用途（採礦作業、工程項目等）Confirmation of the intended application (mining operation, construction project, etc.)
• 确认该用途与我们允许的终端用途一致確認該用途與我們允許的終端用途一致Confirmation that the application is consistent with our permitted end uses

文件资料文件資料Documentation

• 客户提供的、支持上述核查的证明文件客戶提供的、支持上述核查的證明文件Customer-provided documentation supporting the above verifications
• 目的地司法管辖区要求格式的终端用户证书目的地司法管轄區要求格式的終端用戶證書End-user certificate in the format required by the destination jurisdiction
• 适用出口及进口法规所要求的其他文件適用出口及進口法規所要求的其他文件Other documentation as required by applicable export and import regulations

4. 持续性义务4. 持續性義務4. Continuing obligations

商业关系一经建立，客户的持续性义务包括：商業關係一經建立，客戶的持續性義務包括：Once a commercial relationship is established, the customer’s continuing obligations include:

• 按授权使用：CTYG 供应的产品必须仅用于经授权的用途、在经授权的场所使用按授權使用：CTYG 供應的產品必須僅用於經授權的用途、在經授權的場所使用Use as authorized: Products supplied by CTYG must be used only for the authorized application at the authorized facility
• 不得流用：未经我们事先书面同意，产品不得转让、转售或以其他方式流用于任何其他方或用途不得流用：未經我們事先書面同意，產品不得轉讓、轉售或以其他方式流用於任何其他方或用途No diversion: Products must not be transferred, resold, or otherwise diverted to any other party or use without our prior written consent
• 授权持续有效：客户须在整个供应及使用期间维持有效的爆破作业授权授權持續有效：客戶須在整個供應及使用期間維持有效的爆破作業授權Authorization currency: The customer must maintain valid blasting authorization throughout the period of supply and use
• 事故报告：客户须按适用监管要求报告所供产品的任何事故、丢失、被盗或被非法获取情形，并通知 CTYG事故報告：客戶須按適用監管要求報告所供產品的任何事故、丟失、被盜或被非法獲取情形，並通知 CTYGReporting: The customer must report any incident, loss, theft, or unauthorized acquisition of supplied products consistent with applicable regulatory requirements and notify CTYG of any such incident

5. 风险预警信号5. 風險預警信號5. Red flag indicators

CTYG 人员经过培训，能够识别可能暗示流用风险升高的预警信号，包括：CTYG 人員經過培訓，能夠識別可能暗示流用風險升高的預警信號，包括：CTYG personnel are trained to identify red flag indicators that may suggest a heightened risk of diversion, including:

• 客户不愿提供标准核查文件客戶不願提供標準核查文件Customer reluctance to provide standard verification documentation
• 所述终端用途与客户已知经营概况之间存在不一致所述終端用途與客戶已知經營概況之間存在不一致Inconsistencies between stated end use and customer’s known operational profile
• 要求发货至与已核实终端使用场所不符的地址要求發貨至與已核實終端使用場所不符的地址Requests for shipment to addresses inconsistent with the verified end-use facility
• 要求异常的包装、标记或文件安排要求異常的包裝、標記或文件安排Requests for unusual packaging, marking, or documentation arrangements
• 施压要求绕过标准核查程序施壓要求繞過標準核查程序Pressure to bypass standard verification procedures
• 定价或付款条件与正常商业惯例不符定價或付款條件與正常商業慣例不符Pricing or payment terms inconsistent with normal commercial practice
• 客户或交易概况与目的地司法管辖区的典型需求模式不符客戶或交易概況與目的地司法管轄區的典型需求模式不符Customer or transaction profile inconsistent with the destination jurisdiction’s typical demand pattern

一经识别出预警信号，相关交易将被提交进行额外审查，并可能被拒绝。一經識別出預警信號，相關交易將被提交進行額外審查，並可能被拒絕。When red flag indicators are identified, the relevant transaction is escalated for additional review and may be declined.

6. 拒绝提供服务6. 拒絕提供服務6. Refusal of service

CTYG 保留在业务流程任何阶段拒绝任何询盘或交易的权利，包括在初步洽谈之后，且无需说明具体理由。我们没有义务建立任何商业关系，并在符合本《反流用声明》及我们更广泛合规承诺的前提下，对客户与交易的选择拥有充分裁量权。CTYG 保留在業務流程任何階段拒絕任何詢盤或交易的權利，包括在初步洽談之後，且無需說明具體理由。我們沒有義務建立任何商業關係，並在符合本《反流用聲明》及我們更廣泛合規承諾的前提下，對客戶與交易的選擇擁有充分裁量權。CTYG reserves the right to decline any inquiry or transaction at any stage of the engagement process, including after preliminary discussion and including without specific reason. We are not obligated to enter into any commercial relationship and exercise full discretion in selecting customers and transactions consistent with this Anti-Diversion Statement and our broader compliance commitments.

7. 举报关切7. 舉報關切7. Reporting concerns

我们欢迎举报与经 CTYG 供应的民用爆破产品有关的疑似流用、滥用或其他关切事项。举报可保密提交至：我們歡迎舉報與經 CTYG 供應的民用爆破產品有關的疑似流用、濫用或其他關切事項。舉報可保密提交至：We welcome reports of suspected diversion, misuse, or other concerns related to civil explosives products supplied through CTYG. Reports may be submitted in confidence to:

举报可匿名提交。我们承诺调查所有可信举报，并在符合调查需要及适用法律的范围内，为举报人保密。舉報可匿名提交。我們承諾調查所有可信舉報，並在符合調查需要及適用法律的範圍內，爲舉報人保密。Reports may be submitted anonymously. We commit to investigating all credible reports and to maintaining the confidentiality of reporters to the extent consistent with our investigation needs and applicable law.

8. 与主管机关的配合8. 與主管機關的配合8. Cooperation with authorities

CTYG 在涉及民用爆破产品的疑似流用或其他犯罪活动的调查中，配合相关执法、监管及海关机关。此类配合均在符合适用法律的前提下进行。CTYG 在涉及民用爆破產品的疑似流用或其他犯罪活動的調查中，配合相關執法、監管及海關機關。此類配合均在符合適用法律的前提下進行。CTYG cooperates with relevant law enforcement, regulatory, and customs authorities in the investigation of suspected diversion or other criminal activity involving civil explosives products. Such cooperation is conducted consistent with applicable law.

9. 持续改进9. 持續改進9. Continuous improvement

我们定期对本《反流用声明》及其配套程序进行审查，衡量标准包括：我們定期對本《反流用聲明》及其配套程序進行審查，衡量標準包括：We review this Anti-Diversion Statement and our supporting procedures regularly against:

• 不断演进的国际监管标准不斷演進的國際監管標準Evolving international regulatory standards
• 行业事故报告及最佳实践指引行業事故報告及最佳實踐指引Industry incident reports and best practice guidance
• 已完成业务中总结的经验教训已完成業務中總結的經驗教訓Lessons learned from completed engagements
• 来自客户、制造合作伙伴及监管联络方的反馈來自客戶、製造合作夥伴及監管聯絡方的反饋Feedback from customers, manufacturing partners, and regulatory contacts

10. 联系方式10. 聯繫方式10. Contact

如对本《反流用声明》或我们的合规程序有任何疑问：如對本《反流用聲明》或我們的合規程序有任何疑問：For questions about this Anti-Diversion Statement or our compliance procedures:

本声明受香港特别行政区法律管辖，并据其解释。本聲明受香港特別行政區法律管轄，並據其解釋。This statement is governed by and construed in accordance with the laws of the Hong Kong SAR.